 |
 |
 |
US Company Secretarial Operations Attorney
|
Macquarie
Salary: Information not provided
|
USA-NY-New York City |
13 Oct |
| The US Company Secretarial Division is in need of an Attorney in their New York office. |
 |
 |
Account Support Executive
|
Macquarie
Salary: Information not provided
|
USA-NY-New York City |
13 Oct |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
 |
 |
Manager, US Compliance
|
JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
|
New York, NY, 10111 |
12 Oct |
| A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c... |
 |
 |
Associate Director Commodities Compliance
|
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
New York City, NY, 10001 |
12 Oct |
| Provide compliance support to US Commodities business that includes the trading of power and natural gas for financial and ph... |
 |
 |
Compliance Officer / New York
|
Integrated Management Res...
Salary: 150K+
|
New York City, NY |
11 Oct |
| Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the management of U.S. compl... |
 |
 |
Compliance and Testing - BSA / AML
|
Legend Global Search, Inc...
Salary: $115K - $125K
|
Manhattan, NY |
11 Oct |
| BSA/AML Compliance / Auditing / Operations - Financial Service Organization |
 |
 |
Vice President - Compliance for US Banking
|
Legend Global Search, Inc...
Salary: $165K + Bonus
|
New York, NY, 10036 |
11 Oct |
| VP - Compliance - Banking - Global Financial Services Company |
 |
 |
Regulatory Filing Group Officer
|
Legend Global Search, Inc...
Salary: DOE
|
New York City, NY |
11 Oct |
| Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate |
 |
 |
Compliance Manager (New York / Houston or California)
|
Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
10 Oct |
| We seek a qualified compliance officer to work in very fast paced environment. The Compliance Manager will be responsible for... |
 |
 |
Compliance Policies and Procedures Attorney
|
Morgan Stanley
Salary: not disclosed
|
USA-NJ-Jersey City |
10 Oct |
| See job description below |
 |
 |
Compliance Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
10 Oct |
| See job description below |
 |
 |
AML Associate - ISG Division
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
10 Oct |
| See job description below |
 |
 |
GWM/Retail Compliance Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
10 Oct |
| See job description below |
 |
 |
Senior Manager - Life Sciences
|
Not Disclosed
Salary: 170-210K base, 10-20% bon...
|
New York City, NY |
10 Oct |
| Global Consulting leader seeks your combination Life Sciences industry experience and implementation experience with Quality... |
 |
 |
SENIOR FINANCIAL REPORTING ACCOUNTANT
|
Not Disclosed
Salary: $60,000
|
New York, NY, 10036 |
10 Oct |
| Successful Law Firm seeks a Senior Financial Reporting Accountant in their New York City office. |
 |
 |
General Counsel-Hedge Fund
|
IJC Partners, LLC.
Salary: Competitive
|
New York City, NY |
10 Oct |
| Multi-strategy fund seeking 5+ year attorney to advise growing business. |
 |
 |
Associate General Counsel
|
Moody's Investors Service...
Salary: Not Specified
|
USA-NY-New York City |
10 Oct |
| Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that... |
 |
 |
VP, Securities Lending Compliance Liasion
|
BNP Paribas
Salary: not disclosed
|
USA-NY-New York City |
10 Oct |
| See job description below |
 |
 |
Vice President (VP) Compliance
|
Not Disclosed
Salary: $110,000 - $150,000
|
USA-NY-New York City |
09 Oct |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
 |
 |
Chief Compliance Officer
|
Not Disclosed
Salary: 250,000 - 600,000
|
Manhattan, NY, 10174 |
09 Oct |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
 |
 |
Equities Trade Compliance Officer
|
Michael Page
Salary: 100,000 - 150,000
|
Manhattan, NY, 10174 |
09 Oct |
| Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca... |
 |
 |
Director of Compliance
|
Michael Page
Salary: 180,000-300,000
|
New York, NY, 10174 |
09 Oct |
| Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background... |
 |
 |
Municipal Bonds - Compliance Officer
|
Not Disclosed
Salary: $100,000 - $150,000
|
USA-NY-New York City |
09 Oct |
| Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income... |
 |
 |
Sr. Bank Secrecy Act (BSA) Compliance Manager
|
Not Disclosed
Salary: $80,000 - $135,000
|
USA-NY-New York City |
09 Oct |
| Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently... |
 |
 |
Compliance/Operations Professional
|
Not Disclosed
Salary: Competitive
|
New York City, NY |
08 Oct |
| New York City based institutional investment management firm is seeking an organized and well-experienced manager to run its... |
 |
 |
Branch Office Manager
|
Not Disclosed
Salary: 100K
|
Jersey City, NJ |
08 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
|
 |
 |
Trading surveillance compliance officer
|
Not Disclosed
Salary: 75K
|
Hoboken, NJ |
08 Oct |
| Trading surveillance compliance officer
|
 |
 |
Branch office manager - Compliance
|
Not Disclosed
Salary: 100K base plus a bonus
|
Jersey City, NJ |
08 Oct |
| Branch office Compliance manager with Insitutional experience needed |
 |
 |
Branch Office Manager (TBD)
|
Not Disclosed
Salary: 100k base
|
Jersey City, NJ |
08 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
 |
 |
Fixed Income Advisory Compliance Officer - AVP
|
Deutsche Bank
Salary: competitive/ DOE
|
New York, NY, 10005 |
06 Oct |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
 |